Experienced Team
Senior Executives from world’s largest and most successful asset managers
Hands-on development of numerous products, including ETFs
Average of over 25 years of experience per team member
Partners
Ying Becker, PhD
Partner
Ying Becker, PhD, MSF is an investment industry professional with extensive experience in quantitative asset management and proven leadership in research and development of investment strategies for a global leader in institutional asset management. Dr. Becker’s research work has been published in various finance journals and books, including Financial Analysts Journal, Journal of Asset Management, Institutional Money Management, and Genetic Programming Theory and Practice. Currently, Ying is a finance professor in practice at Sawyer Business School.
Jeffrey Margolis
Partner
Jeffrey Margolis founded Margolis Advisory Group after spending more than 25 years in the investment management industry focusing on sales, marketing, client service, and product management. Jeff has a strategic understanding of industry dynamics, as well as a hands-on approach to management and leadership of the businesses and people. With this expertise, he assists investment organizations to design effective distribution and marketing strategies and then converting those strategies through successful execution.
Mark A. Pearl, MD
Managing Partner
Mark A. Pearl, MD is a serial entrepreneur with a track record of over two decades in starting and growing successful healthcare and investment companies. Mark’s understanding of what it takes to move from a successful startup to a thriving firm from operational needs to legal issues is a great asset to our firms. His articles have been published in the Journal of Alternative Investments and in various books.
Arlene M. Rockefeller, CFA
Partner
Arlene M. Rockefeller, CFA, is a senior investment management executive and corporate leader with a two-decade track record of success leading a diverse range of global and U.S. portfolio management teams for one of America’s top-ranked money managers.
Advisory Board Members
Ellen W. Griggs
Advisory Board Member
Ellen W. Griggs served as the Chief Operating Officer and Partner of New England Pension Consultants, LLC. (NEPC, LLC)
Janie S. Kass, CFA
Advisory Board Member
Janie S. Kass CFA is the Deputy Global Head, Marketing and Client Service at Progress Investment Management Company.
Frank P. L. Minard
Advisory Board Member
Frank P. L. Minard is the Managing Partner at XT Capital Partners.